Company Secreterial Compliances

  • Home
  • Company Secreterial Compliances

ROC & Annual Fillings

As per the Companies Act 2013, every company registered in India (including Private Limited, Limited, One Person and Section 8 Company) must file annual returns with ROC every year. It required to conduct an Annual General Meeting (AGM) and submit annual accounts to the ROC. AGM should be held within 6 months after the financial year ends, i.e., before September 30th each year. For new companies, the first AGM must be held within 18 months from the date of incorporation or 9 months after the financial year closes, whichever is earlier.

Annual return consists information and documents that include the Balance Sheet, Profit & Loss Account, Compliance Certificate, Registered Office Address, Register of Member, Shares and Debentures details, Debt details, Management details, shareholding structure, changes in Directorship and details of transfers of securities, if any.

Annual/ ROC filling Forms

  1. Form MGT 7: It contains details of shareholding structure, change in directorship and details of the transfer of shares during the year if any. Due date for ROC Form MGT 7 is 28th November i.e., 60 days from the conclusion of the AGM.
  2. Form AOC 4: It contains details and annexure relating to Balance Sheet, Profit & Loss Account, Compliance Certificate, Registered Office Address, Register of Member, Shares and Debentures details, Debt details and information about the Management of the Company. The due date for ROC Form AOC 4 is 29th October i.e., 30 days from the conclusion of the AGM.
  3. Form ADT 1: It is filed for auditor appointment. The due date for ROC Form ADT 1 is 14th October i.e within 15 days from the conclusion of AGM.

Penalties for Non compliance

Not filing Annual returns incurs significant penalties in addition to standard MCA fees, and there is no option to reduce these penalties.


Our Services

We are one stop destination for Company Compliance / ROC Compliance and filing as our entire team consist highly qualified CA, CS, Lawyers and business administrators.

Pricing

ROC Services Frquency Charges* 
Filing Application for Name Approval Once 2,500
Advisory or consultation in drafting MOA, AOA Once 10,000
DPIN/DIN per Application Once 2,000
Company’s/LLP ROC Work, Preparation of Minutes,
Statutory Register & Other Secretarial Work
Quarterly, Annually 15,000
Certification (Per Certificate) Annually 10,000
Annual Return Packages
(MGT-7, AOC-4, ADT-1, DIR-3, MGT-9)
Annual Turnover Charges* 
ESSENTIAL Less than 50 Lakh 5,000
ENHANCED Less than 1 Crore 7,500
ULTIMATE More than 1 Crore 10,000

*Government Charges Not Included



Director - Appointment/ KYC/ Change/ Resignation

The Director of a company is an individual who is chosen by the shareholders in accordance with the provisions stated in the Memorandum of Association and Articles of Association of the company. Appointment or Change in directorship may be required as per the company's business perspective. Depending on circumstances, a director may have to resign or he may have to be removed from the board of directors.

Procedure for director appointment, resignation or removal will be different. A director can resign from a company by giving notice, and the board must file a relevant form with the Registrar of Companies (ROC) within 30 days. A Director is also required to file form DIR11 with ROC.

Contact us for the Service Packages.

Frequently Asked Questions